Do your Written Supervisory Procedures need an update? Are all relevant rule updates incorporated into your supervisory system?
MCD Consulting can review your WSPs and internal controls so that your supervisory system meets the standards of today's regulatory environment AND are easily implemented.
Today, firms need to make sure that their procedures and controls are strong enough to pass regulatory review, but simple enough to implement and maintain. Don't fall into the trap of designing a system that does not manage risk or is so cumbersome that it adversely impacts your business.
Let MCD Consulting provide you with solutions that help your firm mitigate risk and function efficiently.
Sensible Solutions. Exceptional Service.