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Speaking Engagements and Events

Matt Dwyer of MCD Consulting will be presenting at the National Society of Compliance Professionals (NSCP) Chicago Regional Meeting on April 12th.  The presentation will cover a broker/dealer's  Risk Assessment, which is required to be completed on an annual basis, pursuant to NASD Rule 3012.  The "lab"  presentation is intended to give compliance officers and auditors a tangible strategy to design and implement their own Risk Assessment. 

To learn more about the conference and the NSCP click here.

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