Are you concerned that your independent AML review might not be considered truly independent by the SEC and FINRA? More and more AML violations and errors are turning into formal actions. The margin of error is shrinking.
MCD has years of experience in creating and evaluating AML programs. MCD will handle all aspects of your independent AML review in an effective cost-efficient manner.
From reviewing AML procedures to account reviews, MCD can provide an effective review that will hold up to regulatory standards.
Sensible Solutions. Exceptional Service.